International Securities & Commodities Alerts Network
The overview presents, in chronological order, warning notices from international supervisory authorities that have become aware of unauthorized activities and for which a public warning was deemed necessary. It serves to provide consumers with transparent information and enables a chronological classification of official notices regarding potentially dubious or unauthorized market participants.
Tip: If you are interested in I-SCAN statistics or geographical classification, please use our Red Flag Statistics and the Red Flag Map. For a targeted search, we recommend using the Central Scam & Fraud Intelligence database of the Red Flag iHub from Due Diligence Hub.
| # | Red Flag | NCA | Suspicious activities (Red Flag!) | Warning |
IDTL | PLNK | ||||
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| NCA | RFL | Reg | Geo | Designation | ||||||
| 1 | 27.01.2011 | CA OSC | Zavareh Equity Group Inc. |
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| 2 | 27.01.2011 | CA OSC | Pan Gen Global |
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| 3 | 27.01.2011 | GB FCA | Rooney Gallagher Private Equity Partners |
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| 4 | 27.01.2011 | GB FCA | Hardcastle |
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| 5 | 27.01.2011 | GB FCA | Wentworth and Gerrard International Capital |
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| 6 | 27.01.2011 | GB FCA | Green Tree Financial Advisors |
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| 7 | 26.01.2011 | HK SFC | Persis International Investment Hong Kong Limited |
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| 8 | 25.01.2011 | GB FCA | Everbrighter Financial Limited |
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| 9 | 24.01.2011 | CSSF | Vivant Financial S.A. |
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| 10 | 24.01.2011 | GB FCA | PGS Limited |
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| 11 | 24.01.2011 | GB FCA | Garrett Hopkins Associates |
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| 12 | 24.01.2011 | GB FCA | Declan and Ross |
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| 13 | 24.01.2011 | GB FCA | Kirkland Gray Acquisitions |
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| 14 | 24.01.2011 | GB FCA | Smith Capital |
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| 15 | 24.01.2011 | GB FCA | Thompson Cartwright Group |
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| 16 | 21.01.2011 | SE FI | Kyodo Securities |
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| 17 | 21.01.2011 | SE FI | Windcrest Management Solution, Ltd. |
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| 18 | 20.01.2011 | SE FI | Western Global Capital Management |
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| 19 | 17.01.2011 | SE FI | Guardian International Ltd. |
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| 20 | 17.01.2011 | GI GFSC | Reclaim Investment Bank, Gibraltar /'Cashback Investment Bank, Gibraltar |
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| 21 | 13.01.2011 | GB FCA | Henderson Global Funds |
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| 22 | 13.01.2011 | GB FCA | Jez Capital |
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| 23 | 11.01.2011 | GB FCA | Benson Hill Advisors |
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| 24 | 11.01.2011 | GB FCA | RDLynch Trader/Harmony Ventures |
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| 25 | 11.01.2011 | GB FCA | Rothman Securities Inc. |
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| 26 | 10.01.2011 | GB FCA | Churchill Management |
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| 27 | 10.01.2011 | CVM | Academia Internacional de Trading Cursos e Palestras Ltda. |
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| 28 | 10.01.2011 | CVM | CATUNDA BRASILEIRO ASSESSORIA E ADMINISTRAÇÃO LTDA. |
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| 29 | 06.01.2011 | PT CMVM | Forex Place LTD |
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| 30 | 06.01.2011 | NL AFM | Douglas Charles (DC) |
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| 31 | 05.01.2011 | GB FCA | Masters Financial Corporation |
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| 32 | 05.01.2011 | GB FCA | JL Securities |
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| 33 | 05.01.2011 | GB FCA | Tudor Asset Management |
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| 34 | 05.01.2011 | GB FCA | Patterson and Klein |
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| 35 | 03.01.2011 | HK SFC | Shenzhen International Group |
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| 36 | 03.01.2011 | HK SFC | East-Tech Trading |
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| 37 | 03.01.2011 | HK SFC | Dividium Asia Limited |
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| 38 | 28.12.2010 | ES CNMV | Tramita Funds |
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| 39 | 27.12.2010 | BE FSMA | Geoffroy CATHERINE |
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| 40 | 23.12.2010 | VG FSC | Weatherstone Capital Ltd. |
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| 41 | 23.12.2010 | JFSC | European Finance Services |
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| 42 | 22.12.2010 | FSA | Cardiff Securities International |
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| 43 | 22.12.2010 | IE CBI | Rooney Gallagher Private Equity Partners LLC |
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| 44 | 22.12.2010 | FSA | Mary Patrick Financial Loan Firm - Diana Financial Loan |
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| 45 | 21.12.2010 | VG FSC | Royal Forex Trading Ltd. |
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| 46 | 21.12.2010 | VG FSC | USAFX Online |
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| 47 | 21.12.2010 | VG FSC | Tortola Capital |
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| 48 | 21.12.2010 | SE FI | Summit Holdings |
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| 49 | 21.12.2010 | SE FI | Lombard Grand Financials |
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| 50 | 21.12.2010 | SE FI | Everest Asset Management |
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What is IOSCO?
The International Organization of Securities Commissions (IOSCO) is the global association of national securities and financial market supervisory authorities. It is made up of supervisory authorities from over 100 countries. IOSCO's aim is to promote stable, transparent and fair financial markets and to strengthen investor protection internationally. IOSCO acts as a coordination and information platform between the supervisory authorities and sets global standards for financial market regulation.
What is I-SCAN?
I-SCAN (International Securities & Commodities Alerts Network) is a publicly accessible information service provided by IOSCO. I-SCAN bundles alerts from financial supervisory authorities around the world and makes them centrally accessible. The data comes directly from official supervisory bodies and concerns, among other things: unlicensed or fraudulent financial providers dubious online platforms suspicious investment offers companies or persons that national authorities explicitly warn against I-SCAN itself does not carry out any assessments, but makes the collected warnings available in a transparent manner.
Why is I-SCAN important for consumers?
I-SCAN offers consumers low-threshold access to reliable warning information that is otherwise often only available in scattered form on the websites of individual national supervisory authorities. In particular, the service helps to
- detect investment fraud at an early stage,
- check offers that are based abroad or operate internationally,
- protect against losses caused by rogue financial service providers,
- make informed decisions before investing money.
Especially in times of increasing online investments, social media advertising for financial products and international platform models, I-SCAN is an important tool for self-provision.
A building block for more transparency and self-protection
I-SCAN does not replace individual advice and does not provide investment recommendations. However, as a central warning and information source, the service supplements existing consumer information and strengthens transparency on the financial markets. Consumers are thus given a tool to better assess risks and take warning signals seriously - before damage occurs.
