International Securities & Commodities Alerts Network
The overview presents, in chronological order, warning notices from international supervisory authorities that have become aware of unauthorized activities and for which a public warning was deemed necessary. It serves to provide consumers with transparent information and enables a chronological classification of official notices regarding potentially dubious or unauthorized market participants.
Tip: If you are interested in I-SCAN statistics or geographical classification, please use our Red Flag Statistics and the Red Flag Map. For a targeted search, we recommend using the Central Scam & Fraud Intelligence database of the Red Flag iHub from Due Diligence Hub.
| # | Red Flag | NCA | Suspicious activities (Red Flag!) | Warning |
IDTL | PLNK | ||||
|---|---|---|---|---|---|---|---|---|---|---|
| NCA | RFL | Reg | Geo | Designation | ||||||
| 1 | 11.05.2011 | GB FCA | Apex Stock Transfer Inc. |
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| 2 | 11.05.2011 | HK SFC | Price and Partners Consultants |
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| 3 | 10.05.2011 | GB FCA | Brachmann Inter Dealer Services |
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| 4 | 10.05.2011 | CSSF | Roiet Trading |
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| 5 | 10.05.2011 | GB FCA | Elite EEA Investment Portfolio |
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| 6 | 09.05.2011 | SE FI | Wolf Investment Solutions |
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| 7 | 06.05.2011 | GB FCA | New Outlook Management Group |
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| 8 | 05.05.2011 | CA OSC | Complete Options Trading |
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| 9 | 05.05.2011 | GB FCA | Mercier and Clark Partners |
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| 10 | 05.05.2011 | GB FCA | iTaxation Corporation Ltd |
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| 11 | 04.05.2011 | GB FCA | Worldwide Risk Consultants |
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| 12 | 03.05.2011 | CVM | Straighthold Investment Group, Inc. |
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| 13 | 03.05.2011 | GB FCA | Cartwright Investment Group |
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| 14 | 03.05.2011 | AT FMA | Kapital Pool 2010 CP2010 Ltd. |
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| 15 | 03.05.2011 | AT FMA | Liqua Austria & Germany |
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| 16 | 03.05.2011 | AT FMA | Williams Corporation Ltd. (“My Private Trade”) |
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| 17 | 03.05.2011 | GB FCA | International Investor Commission |
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| 18 | 29.04.2011 | ES CNMV | Macmillan Fine International |
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| 19 | 29.04.2011 | ES CNMV | Boy Malon 21, S.L. (European Financial Services) |
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| 20 | 28.04.2011 | GB FCA | Chesterfield Ltd |
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| 21 | 28.04.2011 | GB FCA | Charles Schwartz International |
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| 22 | 27.04.2011 | GB FCA | Broompark Investments Ltd |
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| 23 | 27.04.2011 | GB FCA | Westborough LLC |
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| 24 | 27.04.2011 | SE FI | Shaffer Lienhard / Beijing Mercantile Exchange, BEMEX |
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| 25 | 27.04.2011 | GB FCA | Brookes & Associates |
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| 26 | 26.04.2011 | SE FI | Connelly Peterson Ltd. |
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| 27 | 26.04.2011 | GB FCA | Securities Trading Commission |
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| 28 | 26.04.2011 | GB FCA | Greengate Advisors |
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| 29 | 26.04.2011 | GB FCA | Macintyre Schaffer |
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| 30 | 26.04.2011 | HK SFC | Pacific Union Corporation |
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| 31 | 26.04.2011 | HK SFC | Birchall McCallen |
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| 32 | 25.04.2011 | MY SCM | AAIC Buillion Refinery Gold Co. Limited / ABRG/ ABRG Services Sdn Bhd |
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| 33 | 25.04.2011 | MY SCM | Aipost Limited / Aipost |
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| 34 | 25.04.2011 | MY SCM | One Autocash |
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| 35 | 21.04.2011 | FR AMF |
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| 36 | 21.04.2011 | NL AFM | Hogan, Case & Polk |
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| 37 | 21.04.2011 | GB FCA | Abberley Capital |
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| 38 | 19.04.2011 | GB FCA | Distressed Acquisitions Commission |
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| 39 | 19.04.2011 | IE CBI | TPG Securities |
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| 40 | 18.04.2011 | GB FCA | Jefferson Brookes |
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| 41 | 18.04.2011 | GB FCA | Edgelake Mergers & Acquisitions |
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| 42 | 18.04.2011 | ES CNMV | Barvetii Wealth Consultants |
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| 43 | 18.04.2011 | ES CNMV | Ovannis Capital |
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| 44 | 15.04.2011 | TN CMF | La Société de Gestion et d'Intermédiation Boursière du Bénin |
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| 45 | 15.04.2011 | SE FI | New Outlook Management Group |
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| 46 | 15.04.2011 | SE FI | Wilkinson Bennings Securities |
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| 47 | 15.04.2011 | SE FI | Commonwealth Alliance Corporation |
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| 48 | 15.04.2011 | MY SCM | Tian Ping |
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| 49 | 15.04.2011 | MY SCM | Sphinx Asia Wealth Management |
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| 50 | 14.04.2011 | GI GFSC | Caspian Investments Limited |
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What is IOSCO?
The International Organization of Securities Commissions (IOSCO) is the global association of national securities and financial market supervisory authorities. It is made up of supervisory authorities from over 100 countries. IOSCO's aim is to promote stable, transparent and fair financial markets and to strengthen investor protection internationally. IOSCO acts as a coordination and information platform between the supervisory authorities and sets global standards for financial market regulation.
What is I-SCAN?
I-SCAN (International Securities & Commodities Alerts Network) is a publicly accessible information service provided by IOSCO. I-SCAN bundles alerts from financial supervisory authorities around the world and makes them centrally accessible. The data comes directly from official supervisory bodies and concerns, among other things: unlicensed or fraudulent financial providers dubious online platforms suspicious investment offers companies or persons that national authorities explicitly warn against I-SCAN itself does not carry out any assessments, but makes the collected warnings available in a transparent manner.
Why is I-SCAN important for consumers?
I-SCAN offers consumers low-threshold access to reliable warning information that is otherwise often only available in scattered form on the websites of individual national supervisory authorities. In particular, the service helps to
- detect investment fraud at an early stage,
- check offers that are based abroad or operate internationally,
- protect against losses caused by rogue financial service providers,
- make informed decisions before investing money.
Especially in times of increasing online investments, social media advertising for financial products and international platform models, I-SCAN is an important tool for self-provision.
A building block for more transparency and self-protection
I-SCAN does not replace individual advice and does not provide investment recommendations. However, as a central warning and information source, the service supplements existing consumer information and strengthens transparency on the financial markets. Consumers are thus given a tool to better assess risks and take warning signals seriously - before damage occurs.
